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First Name Last Name
Company Name City
State Experience
Age Gender  
Reportable Disclosures    
Anne Lane
SECURITIES AMERICA, INC.
Parrish,  FL
 
John Scott
SIGNATOR INVESTORS, INC.
, 
 
Jeffrey Spears
SANCTUARY SECURITIES LLC
San Francisco,  CA
 
Paul Gates
RAYMOND JAMES ASSOCIATES, INC.
Athens,  AL
 
 
Jack Heiss
MERRILL LYNCH, PIERCE, FENNER SMITH IN
Tampa,  FL
 
Michael Rinaldi
BARCLAYS CAPITAL INC.
New York,  NY
 
Thomas Latta
MERRILL LYNCH, PIERCE, FENNER SMITH IN
Basking Ridge,  NJ
 
Donna Kiplinger
MORGAN STANLEY SMITH BARNEY
Oklahoma City,  OK
 
 
Norman Villarina
BRADLEY WOODS CO. LTD.
, 
 
John Klopp
KLOPP INVESTMENT MANAGEMENT LLC
Cleveland,  OH
 
Merle Gehman
CHASE INVESTMENT SERVICES CORP.
Montclair,  NJ
 
Christopher Ferguson
CHARLES SCHWAB CO., INC.
Malverne,  NY
 
 
Peter Dreyfuss
HARTFORD SECURITIES DISTRIBUTION COMPANY
, 
 
Carole Kruger
MERRILL LYNCH, PIERCE, FENNER SMITH IN
Bronxville,  NY
 
William Hooper
MERRILL LYNCH, PIERCE, FENNER SMITH IN
, 
 
Craig Galatas
UBS FINANCIAL SERVICES INC.
Spring,  TX
 
 
Matthew Sinclair
NEW ENGLAND SECURITIES
Croton On Hudson,  NY
 
John Owen
FIRST HEARTLAND CAPITAL, INC.
Saint Louis,  MO
 
Leonard Raskin
PARK AVENUE SECURITIES LLC
Abell,  MD
 
Ford Keeler
FINANCIAL WEST GROUP
Grand Junction,  CO
 
 
Jonathan Jaeger
RBC CAPITAL MARKETS, LLC
Irvington,  NY
 
Ernest Guzman
ADVISORS ASSET MANAGEMENT, INC.
San Antonio,  TX
 
DAVID KENKEL
OPPENHEIMER CO. INC.
Whitefish,  MT
 
Anton Schubert
FTN FINANCIAL SECURITIES CORP
, 
 
 
RAY KAUFFMAN
MORGAN STANLEY SMITH BARNEY
Charlottesville,  VA
 
William Robinson
MORGAN STANLEY SMITH BARNEY
Cornelius,  NC
 
Ramon Francisco
INVESTACORP, INC.
Yonkers,  NY
 
Todd Woodland
NATIONAL PLANNING CORPORATION
Arroyo Grande,  CA
 
 
 


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